← Tributary

C.J. LAWRENCE

NEW YORK, NY · CRD 174034 · IAPD ↗ · cjlawrence.com · 1-877-466-1783

$591.5MRegulatory AUM
3Advisory reps
7Employees
2Clients
0Planning clients
0Private funds
15States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

63
August 2025 — C.J. LAWRENCE (NEW YORK, NY) left the SEC roster (was $591.5M RAUM, 3 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
70
April 2025 — C.J. LAWRENCE crossed $500M in regulatory AUM ($484.5M -> $591.5M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting
68
October 2024 — C.J. LAWRENCE now reports custody of client assets ($378.7M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.