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M&A & valuation — June 2025

RIA acquirers, investment bankers, valuation firms, and lenders.

70 firms opened this window in the June 2025 SEC roster: 54 deregistered, 11 headcount down, 5 aum down.

Months: October 2026 · September 2026 · August 2026 · July 2026 · June 2026 · May 2026 · April 2026 · March 2026 · February 2026 · January 2026 · December 2025 · August 2025 · July 2025 · June 2025 · May 2025 · April 2025 · March 2025 · February 2025 · January 2025 · December 2024 · November 2024 · October 2024 · September 2024 · August 2024 · July 2024 · June 2024 · May 2024 · April 2024 · March 2024 · February 2024

65
CALLAN CAPITAL, LLC — (LA JOLLA, CA) left the SEC roster (was $2.33B RAUM, 8 reps). IAPD ↗
$2.33B RAUM · 8 reps · 858-551-3800
65
FOUNDRY PARTNERS, LLC — (CLEVELAND, OH) left the SEC roster (was $2.05B RAUM, 10 reps). IAPD ↗
$2.05B RAUM · 10 reps · 612-376-2800 · foundrypartnersllc.com
65
TRANSFORM WEALTH, LLC — (GREENWOOD VILLAGE, CO) left the SEC roster (was $3.38B RAUM, 18 reps). IAPD ↗
$3.38B RAUM · 18 reps · 303-741-2560 · transformwealth.com
63
TAYLOR SECURITIES, INC. — (BRENTWOOD, TN) left the SEC roster (was $283.8M RAUM, 4 reps). IAPD ↗
$283.8M RAUM · 4 reps · 615-372-1356 · taylorwealthsolutions.com
63
SELWAY ASSET MANAGEMENT, INC. — (BOISE, ID) left the SEC roster (was $315.2M RAUM, 3 reps). IAPD ↗
$315.2M RAUM · 3 reps · 208-343-7556 · selwayinvest.com
63
BEACH INVESTMENT COUNSEL, INC — (WEST CONSHOHOCKEN, PA) left the SEC roster (was $981.7M RAUM, 6 reps). IAPD ↗
$981.7M RAUM · 6 reps · 610-940-1111
63
NBS FINANCIAL SERVICES, INC. — (WESTLAKE VILLAGE, CA) left the SEC roster (was $273.3M RAUM, 5 reps). IAPD ↗
$273.3M RAUM · 5 reps · 805.497.2497 · nbscompanies.com
63
WOLF GROUP CAPITAL ADVISORS — (FAIRFAX, VA) left the SEC roster (was $526.8M RAUM, 11 reps). IAPD ↗
$526.8M RAUM · 11 reps · (703) 652-6255
63
RIGGS CAPITAL MANAGEMENT, LLC — (AMERICAN FORK, UT) left the SEC roster (was $306.8M RAUM, 6 reps). IAPD ↗
$306.8M RAUM · 6 reps · 801-221-7923 · riggscapmgt.com
63
EVEREST CONSULTANTS, LLC — (SYRACUSE, NY) left the SEC roster (was $633.1M RAUM, 3 reps). IAPD ↗
$633.1M RAUM · 3 reps · 315-234-8173 · everestconsultants.net
63
MILLER EQUITY CAPITAL ADVISORS — (IRVING, TX) left the SEC roster (was $402.5M RAUM, 4 reps). IAPD ↗
$402.5M RAUM · 4 reps · (972) 490-4345 · mecadvisors.com
63
GENEX CONSULTING — (KIRKWOOD, MO) left the SEC roster (was $635.0M RAUM, 18 reps). IAPD ↗
$635.0M RAUM · 18 reps · 314-590-5900
63
BRAY CAPITAL ADVISORS, LLC — (NAPLES, FL) left the SEC roster (was $413.4M RAUM, 3 reps). IAPD ↗
$413.4M RAUM · 3 reps · 239-451-6008 · braycapitaladvisors.com
63
COOK WEALTH, LLC — (RALEIGH, NC) left the SEC roster (was $529.4M RAUM, 11 reps). IAPD ↗
$529.4M RAUM · 11 reps · (919) 784-9100
63
BOULEVARD FAMILY WEALTH — (BEVERLY HILLS, CA) left the SEC roster (was $933.0M RAUM, 3 reps). IAPD ↗
$933.0M RAUM · 3 reps · 877-556-5550 · boulevardfw.com
63
UNIONVIEW WEALTH PARTNERS — (SEATTLE, WA) left the SEC roster (was $291.5M RAUM, 3 reps). IAPD ↗
$291.5M RAUM · 3 reps · 206-708-1048 · unionviewwealthpartners.com
60
TRENT CAPITAL MANAGEMENT INC — (GREENSBORO, NC) left the SEC roster (was $140.9M RAUM, 1 reps). IAPD ↗
$140.9M RAUM · 1 reps · 336-282-9302
60
CROW FINANCIAL ADVISORS — (ALBUQUERQUE, NM) left the SEC roster (was $143.7M RAUM, 2 reps). IAPD ↗
$143.7M RAUM · 2 reps · 505-243-2281
60
BERSOT CAPITAL MANAGEMENT, LLC — (TIBURON, CA) left the SEC roster (was $186.2M RAUM, 2 reps). IAPD ↗
$186.2M RAUM · 2 reps · (415) 797-6925 · bersotcm.com
60
NAVIGEN WEALTH MANAGEMENT — (GREEN BAY, WI) left the SEC roster (was $187.8M RAUM, 2 reps). IAPD ↗
$187.8M RAUM · 2 reps · 920-676-3334 · navigenwealth.com
60
RH BUCHANAN — (ANCHORAGE, AK) left the SEC roster (was $165.2M RAUM, 2 reps). IAPD ↗
$165.2M RAUM · 2 reps · (907) 225-0833 · rhbuchanan.com
60
CABRERA, ENIER J — (location n/a) left the SEC roster (was $1.0M RAUM, 1 reps). IAPD ↗
$1.0M RAUM · 1 reps · 00584241162990
60
ADVANTAGE WEALTH ADVISORS — (ALAMO, CA) left the SEC roster (was $136.4M RAUM, 6 reps). IAPD ↗
$136.4M RAUM · 6 reps · (925) 837-1600 · advantagewealth.com
60
NABERS WEALTH LLC — (SCOTTSDALE, AZ) left the SEC roster (was $21.8M RAUM, 1 reps). IAPD ↗
$21.8M RAUM · 1 reps · 480-401-1787 · naberswealth.com
60
TAPP ENGINE ADVISORS LLC — (QUINCY, MA) left the SEC roster (was $15 RAUM, 2 reps). IAPD ↗
$15 RAUM · 2 reps · 617-221-6545
60
JACKSON & ASSOCIATES, INC. — (ALBUQUERQUE, NM) left the SEC roster (was $119.8M RAUM, 2 reps). IAPD ↗
$119.8M RAUM · 2 reps · 505-944-8404 · jacksonrfw.com
60
RADIANT GLOBAL INVESTORS LLC — (location n/a) left the SEC roster (was $53.3M RAUM, 4 reps). IAPD ↗
$53.3M RAUM · 4 reps · 925-899-3600
60
BRICKSTONE ADVISORS — (location n/a) left the SEC roster — its 120-day provisional registration did not convert (was $1.6M RAUM, 1 reps). IAPD ↗
$1.6M RAUM · 1 reps · 954-944-9072 · brickstoneadvisors.com
60
INTRINSIC VALUE CAPITAL, LLC — (LITTLE ROCK, AR) left the SEC roster — its 120-day provisional registration did not convert (was $0 RAUM, 1 reps). IAPD ↗
$0 RAUM · 1 reps · 501-563-5929
60
STOCK MARK3T — (location n/a) left the SEC roster (was $0 RAUM, 1 reps). IAPD ↗
$0 RAUM · 1 reps · (214) 310-0333 · stockmark3t.com
60
SAAY FINANCE — (location n/a) left the SEC roster (was $0 RAUM, 1 reps). IAPD ↗
$0 RAUM · 1 reps · (647) 801-4618 · saay.finance
60
MAVROS CAPITAL MANAGEMENT, LLC — (LOS ANGELES, CA) left the SEC roster — its 120-day provisional registration did not convert (was $0 RAUM, 3 reps). IAPD ↗
$0 RAUM · 3 reps · (424) 522-2524 · mavroscapitalgroup.com
60
TRUSS — (SAN FRANCISCO, CA) left the SEC roster (was $1,000 RAUM, 1 reps). IAPD ↗
$1,000 RAUM · 1 reps · (415) 649-9317 · trusspayments.com
55
KEEL POINT, LLC — shrank from 45 to 39 advisory reps. IAPD ↗
$3.46B RAUM · 39 reps · 256-704-5111
55
CLEVELAND WEALTH, LLC — shrank from 6 to 2 advisory reps. IAPD ↗
$1.01B RAUM · 2 reps · (216) 810-5900 · clevelandwealth.com
53
WORLD EQUITY GROUP, INC. — shrank from 60 to 52 advisory reps. IAPD ↗
$944.8M RAUM · 52 reps · 847-342-1700 · worldequitygroup.com
53
BROOKER WEALTH MANAGEMENT — shrank from 7 to 4 advisory reps. IAPD ↗
$592.4M RAUM · 4 reps · 510-638-1815 · brooker-cpa.com
53
NAVELLIER & ASSOCIATES INC — shrank from 4 to 2 advisory reps. IAPD ↗
$882.8M RAUM · 2 reps · 775-785-2300 · navellier.com
53
GUERRA WEALTH ADVISORS — shrank from 10 to 8 advisory reps. IAPD ↗
$260.0M RAUM · 8 reps · 305-448-1011 · guerrawealth.com
53
CORNERSTONE ADVISORS LLC — shrank from 9 to 5 advisory reps. IAPD ↗
$276.9M RAUM · 5 reps · 501-943-7132
50
STRATEGIC FINANCIAL PLANNING, INC. — shrank from 4 to 2 advisory reps. IAPD ↗
$191.5M RAUM · 2 reps · 972-403-1234
50
LIONSBRIDGE WEALTH MANAGEMENT LLC — shrank from 3 to 0 advisory reps. IAPD ↗
$132.3M RAUM · 0 reps · 904-897-0390 · lbwm.net
48
TINGEY ADVISORS INC — reported RAUM down 38% ($619.0M -> $385.0M). IAPD ↗
$385.0M RAUM · 3 reps · 801-352-8166 · tingeyadvisors.com
45
ARISTOTLE CREDIT PARTNERS, LLC — reported RAUM down 64% ($225.0M -> $81.1M). IAPD ↗
$81.1M RAUM · 2 reps · 949-681-2100
55
SOUTHERN RIDGES CAPITAL (USA) LLC — (NEW YORK, NY) left the SEC roster (was $1.68B RAUM, 10 reps). IAPD ↗institutional
$1.68B RAUM · 10 reps · +1 332 910 5167
53
PARADOXIOM CAPITAL — (STAMFORD, CT) left the SEC roster (was $489.3M RAUM, 3 reps). IAPD ↗institutional
$489.3M RAUM · 3 reps · 267-975-4728
50
CARDINAL INVESTMENT ADVISORS, L.L.C. — (CHICAGO, IL) left the SEC roster (was $0 RAUM, 40 reps). IAPD ↗institutional
$0 RAUM · 40 reps · 312-212-4000 · cia-llc.com
50
PLEXUS FINANCIAL SERVICES, LLC — (DEER PARK, IL) left the SEC roster (was $0 RAUM, 4 reps). IAPD ↗institutional
$0 RAUM · 4 reps · 847-307-6222
50
ASCRIBE CAPITAL LLC — (NEW YORK CITY, NY) left the SEC roster (was $1.09B RAUM, 4 reps). IAPD ↗fund
$1.09B RAUM · 4 reps · 212-476-8000
50
AS BIRCH GROVE LP — (NEW YORK, NY) left the SEC roster (was $6.04B RAUM, 18 reps). IAPD ↗fund
$6.04B RAUM · 18 reps · 212-753-7510
50
WEALTHSHIELD LLC — (CARY, NC) left the SEC roster (was $0 RAUM, 1 reps). IAPD ↗institutional
$0 RAUM · 1 reps · 919-948-4453 · wealthshield.co
50
GLP CAPITAL PARTNERS LLC — (SANTA MONICA, CA) left the SEC roster (was $9.42B RAUM, 30 reps). IAPD ↗fund
$9.42B RAUM · 30 reps · 213-819-9450 · gcp.com
50
WAGN ADVISORY SERVICES, LLC — (MISSION, KS) left the SEC roster (was $0 RAUM, 1 reps). IAPD ↗institutional
$0 RAUM · 1 reps · 513-295-6777
50
IRRADIANT PARTNERS, LP — (SANTA MONICA, CA) left the SEC roster (was $13.03B RAUM, 28 reps). IAPD ↗fund
$13.03B RAUM · 28 reps · 424-222-8380
50
VEGTECH LLC — (location n/a) left the SEC roster (was $6.2M RAUM, 3 reps). IAPD ↗institutional
$6.2M RAUM · 3 reps · 310-892-1110 · vegtechinvest.com
50
CARO INVESTORS — (CHEVY CHASE, MD) left the SEC roster — its 120-day provisional registration did not convert (was $0 RAUM, 1 reps). IAPD ↗institutional
$0 RAUM · 1 reps · 571.679.3476 · caroinvestors.com
50
TESSELLIS CAPITAL MANAGEMENT LP — (NEW YORK, NY) left the SEC roster — its 120-day provisional registration did not convert (was $0 RAUM, 3 reps). IAPD ↗institutional
$0 RAUM · 3 reps · 646-830-0976 · tesselliscapital.com
50
PRUNE — (location n/a) left the SEC roster — its 120-day provisional registration did not convert (was $0 RAUM, 1 reps). IAPD ↗institutional
$0 RAUM · 1 reps · 855-778-6367 · prune.com
48
TCA FUND MANAGEMENT GROUP — (AVENTURA, FL) left the SEC roster (was $496.8M RAUM, 15 reps). IAPD ↗fund
$496.8M RAUM · 15 reps · 786-323-1650 · tcaglobalfund.com
45
LOMBARD — (DALY CITY, CA) left the SEC roster (was $224.0M RAUM, 6 reps). IAPD ↗fund
$224.0M RAUM · 6 reps · 415-397-5900 · lombardinvestments.com
45
AON ADVANTAGE FUNDS LLC — (CHICAGO, IL) left the SEC roster (was $148.7M RAUM, 8 reps). IAPD ↗fund
$148.7M RAUM · 8 reps · 312-381-0132 · aon.com
45
IPCC ADVISOR, LP — (SANTA MONICA, CA) left the SEC roster (was $191.3M RAUM, 28 reps). IAPD ↗fund
$191.3M RAUM · 28 reps · 424-222-8380
45
PF ADVISORS LLC — (LAKEWOOD, CO) left the SEC roster — its 120-day provisional registration did not convert (was $0 RAUM, 1 reps). IAPD ↗fund
$0 RAUM · 1 reps · 720-751-4795 · petrofunders.com
35
TRANSWESTERN CAPITAL ADVISORS, LLC — reported RAUM down 36% ($116.0M -> $74.1M). IAPD ↗institutional
$74.1M RAUM · 1 reps · 800-997-0718 · transwestcap.com
35
LMR PARTNERS LLC — reported RAUM down 48% ($147.55B -> $77.25B). IAPD ↗fund
$77.25B RAUM · 42 reps · 6468915738 · lmrpartners.com
33
TAIYO PACIFIC PARTNERS L.P. — reported RAUM down 45% ($1.72B -> $946.0M). IAPD ↗fund
$946.0M RAUM · 19 reps · 425-896-5300 · taiyofunds.com
30
STOCK MARKETS INSTITUTE — (MOSCOW, Russia) left the SEC roster (was $4.0M RAUM, 2 reps). IAPD ↗foreign
$4.0M RAUM · 2 reps · +1 941 306 1819 · beneficious.com
30
BRITE ADVISORS PTY LTD — (SYDNEY, Australia) left the SEC roster (was $0 RAUM, 3 reps). IAPD ↗foreign
$0 RAUM · 3 reps · 61408028205 · brite-advisors.com
25
VALUE PARTNERS HONG KONG LIMITED — shrank from 30 to 24 advisory reps. IAPD ↗foreign
$4.08B RAUM · 24 reps · 852 28809263 · valuepartners-group.com
25
PORTMAN SQUARE CAPITAL LLP — shrank from 8 to 6 advisory reps. IAPD ↗foreign
$3.36B RAUM · 6 reps · 44 203 627 6800 · portmansquarecapital.com

Free page: firm, event, phone, website. The paid feed adds every window as CSV, filters by state and AUM band, and alerts the day the roster drops. Data: SEC Form ADV monthly roster; confirm on IAPD before acting.