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TRANSWESTERN CAPITAL ADVISORS, LLC

NEWPORT, RI · CRD 141605 · IAPD ↗ · transwestcap.com · 800-997-0718

$73.7MRegulatory AUM
1Advisory reps
1Employees
0Clients
0Planning clients
0Private funds
1States
0Disclosures
institutionalSegment
ApprovedSEC status

Filing changes

35
June 2025 — TRANSWESTERN CAPITAL ADVISORS, LLC reported RAUM down 36% ($116.0M -> $74.1M).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.