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JACKSON & ASSOCIATES, INC.

ALBUQUERQUE, NM · CRD 315102 · IAPD ↗ · jacksonrfw.com · 505-944-8404

$119.8MRegulatory AUM
2Advisory reps
3Employees
0Clients
1-10Planning clients
0Private funds
2States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

60
June 2025 — JACKSON & ASSOCIATES, INC. (ALBUQUERQUE, NM) left the SEC roster (was $119.8M RAUM, 2 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
95
May 2025 — JACKSON & ASSOCIATES, INC. (ALBUQUERQUE, NM) is newly SEC-registered with $119.8M RAUM and 2 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.