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WEALTHSHIELD LLC

CARY, NC · CRD 288875 · IAPD ↗ · wealthshield.co · 919-948-4453

$0Regulatory AUM
1Advisory reps
3Employees
9Clients
n/aPlanning clients
0Private funds
1States
0Disclosures
institutionalSegment
ApprovedSEC status

Filing changes

50
June 2025 — WEALTHSHIELD LLC (CARY, NC) left the SEC roster (was $0 RAUM, 1 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
40
April 2024 — WEALTHSHIELD LLC shrank from 7 to 1 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.