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TRANSFORM WEALTH, LLC

GREENWOOD VILLAGE, CO · CRD 283403 · IAPD ↗ · transformwealth.com · 303-741-2560

$3.38BRegulatory AUM
18Advisory reps
31Employees
2Clients
More than 500Planning clients
0Private funds
37States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

65
June 2025 — TRANSFORM WEALTH, LLC (GREENWOOD VILLAGE, CO) left the SEC roster (was $3.38B RAUM, 18 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
66
April 2025 — TRANSFORM WEALTH, LLC reported RAUM up 34% ($2.51B -> $3.38B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
55
April 2024 — TRANSFORM WEALTH, LLC added office(s): 4 -> 5 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
78
April 2024 — TRANSFORM WEALTH, LLC reports More than 500 financial-planning clients, up from 1-10.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.