← Tributary

NBS FINANCIAL SERVICES, INC.

WESTLAKE VILLAGE, CA · CRD 110600 · IAPD ↗ · nbscompanies.com · 805.497.2497

$273.3MRegulatory AUM
5Advisory reps
5Employees
0Clients
1-10Planning clients
0Private funds
4States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

63
June 2025 — NBS FINANCIAL SERVICES, INC. (WESTLAKE VILLAGE, CA) left the SEC roster (was $273.3M RAUM, 5 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.