← Tributary

TAGLICH BROTHERS, INC.

COLD SPRING HARBOR, NY · CRD 29102 · IAPD ↗ · taglichbrothers.com · 631-757-1500

$37.7MRegulatory AUM
2Advisory reps
5Employees
0Clients
101-250Planning clients
0Private funds
1States
11Disclosures
wealthSegment
ApprovedSEC status

Filing changes

60
June 2026 — TAGLICH BROTHERS, INC. (COLD SPRING HARBOR, NY) left the SEC roster (was $37.7M RAUM, 2 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
60
March 2025 — TAGLICH BROTHERS, INC. began participating in a wrap-fee program.
Firm began participating in a wrap-fee program (Item 5I(1)).
Portfolio / reporting / TAMPCompliance

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.