← Tributary

PERSONAL FINANCIAL MANAGEMENT

CORONADO, CA · CRD 108801 · IAPD ↗ · 619-435-1600

$505.2MRegulatory AUM
2Advisory reps
2Employees
4Clients
26-50Planning clients
0Private funds
1States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

63
July 2026 — PERSONAL FINANCIAL MANAGEMENT (CORONADO, CA) left the SEC roster (was $505.2M RAUM, 2 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
70
May 2025 — PERSONAL FINANCIAL MANAGEMENT crossed $500M in regulatory AUM ($495.5M -> $505.2M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.