← Tributary

BROWNING CAPITAL MANAGEMENT LLC

· CRD 169271 · IAPD ↗ · browningcm.com · 949-439-7457

$45.4MRegulatory AUM
2Advisory reps
2Employees
0Clients
0Planning clients
0Private funds
2States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

60
July 2026 — BROWNING CAPITAL MANAGEMENT LLC (location n/a) left the SEC roster (was $45.4M RAUM, 2 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
45
March 2026 — BROWNING CAPITAL MANAGEMENT LLC reported RAUM down 56% ($93.8M -> $41.6M).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions
45
March 2025 — BROWNING CAPITAL MANAGEMENT LLC reported RAUM down 44% ($167.7M -> $93.8M).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.