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ASSET MANAGEMENT ONE USA INC.

NEW YORK, NY · CRD 108982 · IAPD ↗ · am-one-usa.com · 212-350-7650

$2.90BRegulatory AUM
18Advisory reps
32Employees
2Clients
n/aPlanning clients
4Private funds
1States
5Disclosures
fundSegment
ApprovedSEC status

Filing changes

35
April 2026 — ASSET MANAGEMENT ONE USA INC. reported RAUM down 60% ($7.30B -> $2.90B).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions
40
April 2026 — ASSET MANAGEMENT ONE USA INC. shrank from 25 to 18 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.