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TOCQUEVILLE ASSET MANAGEMENT LP

NEW YORK, NY · CRD 105690 · IAPD ↗ · 212-698-0800

$10.24BRegulatory AUM
35Advisory reps
73Employees
0Clients
251-500Planning clients
5Private funds
53States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

55
April 2026 — TOCQUEVILLE ASSET MANAGEMENT LP shrank from 41 to 35 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
65
July 2025 — TOCQUEVILLE ASSET MANAGEMENT LP began participating in a wrap-fee program.
Firm began participating in a wrap-fee program (Item 5I(1)).
Portfolio / reporting / TAMPCompliance
75
July 2025 — TOCQUEVILLE ASSET MANAGEMENT LP grew from 36 to 41 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.