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NEUBERGER BERMAN INVESTMENT ADVISERS LLC

NEW YORK, NY · CRD 124687 · IAPD ↗ · 212-476-9000

$398.65BRegulatory AUM
646Advisory reps
1542Employees
54Clients
n/aPlanning clients
71Private funds
52States
1Disclosures
wealthSegment
ApprovedSEC status

Filing changes

55
April 2026 — NEUBERGER BERMAN INVESTMENT ADVISERS LLC shrank from 691 to 646 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
55
November 2024 — NEUBERGER BERMAN INVESTMENT ADVISERS LLC's Item 11 disclosure-reporting entries rose by 1 (0 -> 1).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
55
April 2024 — NEUBERGER BERMAN INVESTMENT ADVISERS LLC shrank from 696 to 691 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.