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GUARDCAP ASSET MANAGEMENT LIMITED

LONDON, United Kingdom · CRD 297056 · IAPD ↗ · 44 20 7907 2400

$5.93BRegulatory AUM
10Advisory reps
24Employees
24Clients
n/aPlanning clients
0Private funds
0States
2Disclosures
foreignSegment
ApprovedSEC status

Filing changes

20
April 2026 — GUARDCAP ASSET MANAGEMENT LIMITED reported RAUM down 37% ($9.43B -> $5.93B).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions
25
April 2026 — GUARDCAP ASSET MANAGEMENT LIMITED's Item 11 disclosure-reporting entries rose by 2 (0 -> 2).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.