← Tributary

OFG FINANCIAL SERVICES, INC.

TOPEKA, KS · CRD 23940 · IAPD ↗ · ofgfinancial.com · 785-233-4071

$271.0MRegulatory AUM
30Advisory reps
30Employees
1Clients
1-10Planning clients
0Private funds
5States
1Disclosures
wealthSegment
ApprovedSEC status

Filing changes

53
April 2026 — OFG FINANCIAL SERVICES, INC. shrank from 37 to 30 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
65
April 2025 — OFG FINANCIAL SERVICES, INC. reported RAUM up 38% ($196.0M -> $270.0M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
67
April 2024 — OFG FINANCIAL SERVICES, INC. reported RAUM up 60% ($100.0M -> $160.0M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.