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PROSPECTOR PARTNERS ASSET MANAGEMENT, LLC

GUILFORD, CT · CRD 143013 · IAPD ↗ · prospectorfunds.com · 203-458-1500

$306.5MRegulatory AUM
9Advisory reps
14Employees
0Clients
0Planning clients
0Private funds
3States
0Disclosures
institutionalSegment
ApprovedSEC status

Filing changes

53
April 2026 — PROSPECTOR PARTNERS ASSET MANAGEMENT, LLC (GUILFORD, CT) left the SEC roster (was $306.5M RAUM, 9 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.