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ROCKY MOUNTAIN PRIVATE WEALTH MANAGEMENT, L.L.C.

SUGAR LAND, TX · CRD 127140 · IAPD ↗ · rmpwm.com · 281-778-4900

$23.5MRegulatory AUM
1Advisory reps
4Employees
0Clients
n/aPlanning clients
2Private funds
2States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

45
September 2026 — ROCKY MOUNTAIN PRIVATE WEALTH MANAGEMENT, L.L.C. (SUGAR LAND, TX) left the SEC roster (was $23.5M RAUM, 1 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
30
April 2026 — ROCKY MOUNTAIN PRIVATE WEALTH MANAGEMENT, L.L.C. reported RAUM down 63% ($64.1M -> $23.5M).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions
45
April 2025 — ROCKY MOUNTAIN PRIVATE WEALTH MANAGEMENT, L.L.C. reported RAUM down 30% ($91.7M -> $64.1M).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions
49
April 2024 — ROCKY MOUNTAIN PRIVATE WEALTH MANAGEMENT, L.L.C. reported RAUM up 49% ($61.6M -> $91.7M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.