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SCOTT MARSH FINANCIAL, LLC

· CRD 122169 · IAPD ↗ · 801-272-4677

$313.0MRegulatory AUM
2Advisory reps
10Employees
0Clients
101-250Planning clients
0Private funds
3States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

53
April 2026 — SCOTT MARSH FINANCIAL, LLC shrank from 6 to 2 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
65
April 2026 — SCOTT MARSH FINANCIAL, LLC reported RAUM up 36% ($230.0M -> $313.0M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
66
March 2025 — SCOTT MARSH FINANCIAL, LLC reported RAUM up 56% ($147.2M -> $230.0M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
70
March 2025 — SCOTT MARSH FINANCIAL, LLC grew from 1 to 6 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
58
March 2024 — SCOTT MARSH FINANCIAL, LLC reports 101-250 financial-planning clients, up from 51-100.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
64
March 2024 — SCOTT MARSH FINANCIAL, LLC reported RAUM up 46% ($100.6M -> $147.2M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.