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PROSPECT PARTNERS ADVISORS LLC

CHICAGO, IL · CRD 317720 · IAPD ↗ · prospect-partners.com · (312) 782-7400

$378.4MRegulatory AUM
10Advisory reps
12Employees
0Clients
n/aPlanning clients
3Private funds
0States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

33
April 2026 — PROSPECT PARTNERS ADVISORS LLC reported RAUM down 38% ($608.0M -> $378.4M).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions
55
April 2025 — PROSPECT PARTNERS ADVISORS LLC crossed $500M in regulatory AUM ($425.0M -> $608.0M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting
51
August 2024 — PROSPECT PARTNERS ADVISORS LLC reported RAUM up 41% ($301.8M -> $425.0M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.