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STONECASTLE ADVISORS, LLC

NEW YORK, NY · CRD 132495 · IAPD ↗ · scpdevco.com · 212-354-6500

$763.4MRegulatory AUM
1Advisory reps
6Employees
0Clients
n/aPlanning clients
5Private funds
0States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

33
April 2026 — STONECASTLE ADVISORS, LLC reported RAUM down 27% ($1.05B -> $763.4M).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions
40
April 2024 — STONECASTLE ADVISORS, LLC shrank from 7 to 2 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.