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CT INVESTMENT MANAGEMENT CO., LLC

NEW YORK, NY · CRD 160080 · IAPD ↗ · 212-583-5000

$6.6MRegulatory AUM
4Advisory reps
13Employees
2Clients
n/aPlanning clients
3Private funds
0States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

30
April 2026 — CT INVESTMENT MANAGEMENT CO., LLC reported RAUM down 97% ($215.7M -> $6.6M).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions
35
April 2026 — CT INVESTMENT MANAGEMENT CO., LLC shrank from 6 to 4 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.