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MCGOWAN GROUP ASSET MANAGEMENT, INC.

DALLAS, TX · CRD 154127 · IAPD ↗ · 214-720-4400

$1.08BRegulatory AUM
5Advisory reps
9Employees
0Clients
0Planning clients
0Private funds
12States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

53
October 2026 — MCGOWAN GROUP ASSET MANAGEMENT, INC. notice-filed in MO, NC, TN, WA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
55
April 2026 — MCGOWAN GROUP ASSET MANAGEMENT, INC. shrank from 8 to 5 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
70
April 2026 — MCGOWAN GROUP ASSET MANAGEMENT, INC. now reports custody of client assets ($9.0M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
85
April 2026 — MCGOWAN GROUP ASSET MANAGEMENT, INC. crossed $1B in regulatory AUM ($996.7M -> $1.08B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.