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TCW ASSET BACKED FINANCE MANAGEMENT COMPANY LLC

LOS ANGELES, CA · CRD 332802 · IAPD ↗ · 213-244-0000

$425.0MRegulatory AUM
24Advisory reps
315Employees
0Clients
n/aPlanning clients
0Private funds
0States
0Disclosures
institutionalSegment
ApprovedSEC status

Filing changes

43
April 2026 — TCW ASSET BACKED FINANCE MANAGEMENT COMPANY LLC shrank from 29 to 24 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
40
April 2025 — TCW ASSET BACKED FINANCE MANAGEMENT COMPANY LLC shrank from 72 to 29 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
85
November 2024 — TCW ASSET BACKED FINANCE MANAGEMENT COMPANY LLC (LOS ANGELES, CA) is newly SEC-registered with $0 RAUM and 72 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.