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ARROWHEAD INVESTMENT MANAGEMENT LLC

WHITE PLAINS, NY · CRD 285032 · IAPD ↗ · arrowheadmgt.com · 203-485-0700

$77.6MRegulatory AUM
4Advisory reps
4Employees
0Clients
n/aPlanning clients
1Private funds
1States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

30
April 2026 — ARROWHEAD INVESTMENT MANAGEMENT LLC reported RAUM down 46% ($143.4M -> $77.6M).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions
30
April 2026 — ARROWHEAD INVESTMENT MANAGEMENT LLC moved its main office from GREENWICH, CT to WHITE PLAINS, NY.
Main office moved to a different city or state.
Office IT & facilitiesMarketing & brand
30
April 2025 — ARROWHEAD INVESTMENT MANAGEMENT LLC reported RAUM down 49% ($281.5M -> $143.4M).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.