← Tributary

DIPSEA CAPITAL, LLC

MILL VALLEY, CA · CRD 257787 · IAPD ↗ · 415-925-9022

$61.3MRegulatory AUM
1Advisory reps
4Employees
0Clients
n/aPlanning clients
1Private funds
1States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

60
September 2026 — DIPSEA CAPITAL, LLC (MILL VALLEY, CA) left the SEC roster (was $61.3M RAUM, 1 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
45
April 2026 — DIPSEA CAPITAL, LLC reported RAUM down 43% ($103.0M -> $58.3M).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions
50
March 2025 — DIPSEA CAPITAL, LLC added office(s): 0 -> 1 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.