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PRUNEYARD FINANCIAL GROUP, INC.

CUPERTINO, CA · CRD 117378 · IAPD ↗ · pruneyardfinancial.com · 408-377-4444

$90.9MRegulatory AUM
1Advisory reps
1Employees
0Clients
0Planning clients
0Private funds
2States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

42
July 2026 — PRUNEYARD FINANCIAL GROUP, INC. notice-filed in TX.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
45
April 2026 — PRUNEYARD FINANCIAL GROUP, INC. reported RAUM down 45% ($140.3M -> $77.0M).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.