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PALLADIUM HERITAGE MANAGEMENT, LLC

NEW YORK, NY · CRD 321623 · IAPD ↗ · palladiumequity.com · (212) 218-5150

$37.2MRegulatory AUM
2Advisory reps
2Employees
0Clients
n/aPlanning clients
2Private funds
1States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

35
April 2026 — PALLADIUM HERITAGE MANAGEMENT, LLC shrank from 4 to 2 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
45
April 2024 — PALLADIUM HERITAGE MANAGEMENT, LLC reported RAUM up 28% ($34.3M -> $43.8M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.