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ONE RIVER ASSET MANAGEMENT, LLC

STAMFORD, CT · CRD 167835 · IAPD ↗ · oneriveram.com · 203-489-1440

$2.39BRegulatory AUM
9Advisory reps
22Employees
0Clients
n/aPlanning clients
10Private funds
2States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

35
April 2026 — ONE RIVER ASSET MANAGEMENT, LLC reported RAUM down 25% ($3.18B -> $2.39B).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions
40
April 2026 — ONE RIVER ASSET MANAGEMENT, LLC shrank from 13 to 9 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
56
April 2024 — ONE RIVER ASSET MANAGEMENT, LLC reported RAUM up 58% ($2.55B -> $4.03B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.