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ELEQUIN CAPITAL, LP

NEW YORK, NY · CRD 308371 · IAPD ↗ · elequincapital.com · 929.226.2115

$2.07BRegulatory AUM
13Advisory reps
30Employees
4Clients
0Planning clients
4Private funds
0States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

70
June 2026 — ELEQUIN CAPITAL, LP crossed $1B in regulatory AUM ($520.2M -> $2.07B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
33
April 2026 — ELEQUIN CAPITAL, LP reported RAUM down 41% ($880.6M -> $520.2M).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions
38
April 2026 — ELEQUIN CAPITAL, LP added office(s): 1 -> 2 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
38
April 2025 — ELEQUIN CAPITAL, LP added office(s): 0 -> 1 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
55
April 2025 — ELEQUIN CAPITAL, LP crossed $500M in regulatory AUM ($353.4M -> $880.6M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting
83
May 2024 — ELEQUIN CAPITAL, LP (NEW YORK, NY) is newly SEC-registered with $353.4M RAUM and 10 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.