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BOXER CAPITAL MANAGEMENT, LLC

SAN DIEGO, CA · CRD 330106 · IAPD ↗ · boxercap.com · 858.400.3115

$578.2MRegulatory AUM
8Advisory reps
19Employees
0Clients
n/aPlanning clients
2Private funds
1States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

33
April 2026 — BOXER CAPITAL MANAGEMENT, LLC reported RAUM down 58% ($1.39B -> $578.2M).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions
38
April 2026 — BOXER CAPITAL MANAGEMENT, LLC shrank from 11 to 8 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
40
February 2026 — BOXER CAPITAL MANAGEMENT, LLC added office(s): 0 -> 1 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
35
April 2025 — BOXER CAPITAL MANAGEMENT, LLC reported RAUM down 45% ($2.54B -> $1.39B).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions
55
November 2024 — BOXER CAPITAL MANAGEMENT, LLC now reports custody of client assets ($2.54B).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
60
November 2024 — BOXER CAPITAL MANAGEMENT, LLC's provisional registration is now fully approved.
120-day provisional registration became a full approval.
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
60
November 2024 — BOXER CAPITAL MANAGEMENT, LLC now reports 1 private fund(s) ($2.54B gross).
Firm reports private funds for the first time.
Fund administrationCompliance
64
November 2024 — BOXER CAPITAL MANAGEMENT, LLC grew from 1 to 10 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
85
June 2024 — BOXER CAPITAL MANAGEMENT, LLC (SAN DIEGO, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.