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SVB WEALTH

BOSTON, MA · CRD 172832 · IAPD ↗ · firstcitizens.com · 6179124485

$3.10BRegulatory AUM
36Advisory reps
73Employees
0Clients
251-500Planning clients
0Private funds
51States
8Disclosures
wealthSegment
ApprovedSEC status

Filing changes

50
April 2026 — SVB WEALTH reported RAUM down 38% ($4.98B -> $3.10B).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions
55
April 2026 — SVB WEALTH shrank from 58 to 36 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
55
April 2026 — SVB WEALTH added office(s): 10 -> 24 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
66
April 2026 — SVB WEALTH reports 251-500 financial-planning clients, up from 51-100.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
55
April 2025 — SVB WEALTH shrank from 77 to 58 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
50
April 2024 — SVB WEALTH reported RAUM down 55% ($14.76B -> $6.63B).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions
55
April 2024 — SVB WEALTH shrank from 130 to 77 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.