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TETON ADVISORS, LLC

GREENWICH, CT · CRD 105963 · IAPD ↗ · tetonadv.com · 914-457-1070

$250.9MRegulatory AUM
1Advisory reps
5Employees
0Clients
0Planning clients
0Private funds
1States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

53
April 2026 — TETON ADVISORS, LLC shrank from 4 to 1 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
48
April 2025 — TETON ADVISORS, LLC reported RAUM down 28% ($456.9M -> $330.1M).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.