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MAZE INVESTMENTS, LLC

LOS ANGELES, CA · CRD 153913 · IAPD ↗ · (310) 846-8574

$46.1MRegulatory AUM
3Advisory reps
3Employees
0Clients
n/aPlanning clients
2Private funds
1States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

45
October 2026 — MAZE INVESTMENTS, LLC (LOS ANGELES, CA) left the SEC roster (was $46.1M RAUM, 3 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
30
April 2026 — MAZE INVESTMENTS, LLC reported RAUM down 64% ($127.4M -> $45.7M).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions
48
April 2024 — MAZE INVESTMENTS, LLC reported RAUM up 42% ($111.5M -> $158.5M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.