← Tributary

ETNA CAPITAL

HONG KONG, Hong Kong · CRD 330644 · IAPD ↗ · etnalabs.co · 85228188309

$143.3MRegulatory AUM
5Advisory reps
8Employees
0Clients
n/aPlanning clients
0Private funds
0States
0Disclosures
foreignSegment
ApprovedSEC status

Filing changes

30
September 2026 — ETNA CAPITAL (HONG KONG, Hong Kong) left the SEC roster (was $143.3M RAUM, 5 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
15
April 2026 — ETNA CAPITAL reported RAUM down 29% ($203.1M -> $143.3M).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions
20
December 2025 — ETNA CAPITAL shrank from 7 to 5 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
40
December 2025 — ETNA CAPITAL reported RAUM up 95% ($104.3M -> $203.1M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
30
April 2025 — ETNA CAPITAL reported RAUM up 25% ($83.3M -> $104.3M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
38
February 2025 — ETNA CAPITAL grew from 3 to 6 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
40
February 2025 — ETNA CAPITAL reported RAUM up 308% ($20.4M -> $83.3M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
65
July 2024 — ETNA CAPITAL (HONG KONG, Hong Kong) is newly SEC-registered with $20.4M RAUM and 3 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.