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PASSIVE MANAGEMENT LLC

NEW YORK, NY · CRD 314627 · IAPD ↗ · 2126181416

$22.3MRegulatory AUM
2Advisory reps
2Employees
0Clients
n/aPlanning clients
0Private funds
9States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

65
July 2026 — PASSIVE MANAGEMENT LLC now reports custody of client assets ($22.6M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
45
April 2026 — PASSIVE MANAGEMENT LLC reported RAUM down 28% ($31.4M -> $22.6M).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions
42
November 2024 — PASSIVE MANAGEMENT LLC notice-filed in CT.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
95
May 2024 — PASSIVE MANAGEMENT LLC (NEW YORK, NY) is newly SEC-registered with $25.7M RAUM and 1 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.