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RIVO ALTO CAPITAL FUNDING LLC

NORTH MIAMI BEACH, FL · CRD 162400 · IAPD ↗ · rivoalto.com · 305-512-1124

$27.6MRegulatory AUM
2Advisory reps
13Employees
0Clients
n/aPlanning clients
4Private funds
1States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

45
April 2026 — RIVO ALTO CAPITAL FUNDING LLC (NORTH MIAMI BEACH, FL) left the SEC roster (was $27.6M RAUM, 2 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
55
June 2025 — RIVO ALTO CAPITAL FUNDING LLC reported RAUM up 149% ($11.1M -> $27.6M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
30
April 2025 — RIVO ALTO CAPITAL FUNDING LLC reported RAUM down 98% ($660.3M -> $11.1M).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions
55
August 2024 — RIVO ALTO CAPITAL FUNDING LLC crossed $500M in regulatory AUM ($12.1M -> $660.3M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting
30
April 2024 — RIVO ALTO CAPITAL FUNDING LLC reported RAUM down 97% ($363.2M -> $12.1M).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.