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COLLAB+CURRENCY MANAGEMENT, LLC

· CRD 309133 · IAPD ↗ · 914-226-0653

$332.5MRegulatory AUM
5Advisory reps
8Employees
0Clients
n/aPlanning clients
4Private funds
2States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

48
October 2026 — COLLAB+CURRENCY MANAGEMENT, LLC (location n/a) left the SEC roster (was $332.5M RAUM, 5 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
30
April 2026 — COLLAB+CURRENCY MANAGEMENT, LLC notice-filed in TX.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
33
April 2026 — COLLAB+CURRENCY MANAGEMENT, LLC reported RAUM down 40% ($552.7M -> $332.5M).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions
38
April 2026 — COLLAB+CURRENCY MANAGEMENT, LLC shrank from 8 to 5 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
55
April 2025 — COLLAB+CURRENCY MANAGEMENT, LLC crossed $500M in regulatory AUM ($485.3M -> $552.7M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.