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AWM GLOBAL ADVISORS

SAN DIEGO, CA · CRD 159094 · IAPD ↗ · 619-225-7600

$59.2MRegulatory AUM
3Advisory reps
4Employees
0Clients
1-10Planning clients
0Private funds
2States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

45
April 2026 — AWM GLOBAL ADVISORS reported RAUM down 35% ($90.5M -> $59.2M).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions
50
April 2024 — AWM GLOBAL ADVISORS shrank from 5 to 3 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.