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LOMBARD ODIER ASSET MANAGEMENT (USA) CORP

NEW YORK, NY · CRD 153582 · IAPD ↗ · 212-295-6200

$7.48BRegulatory AUM
27Advisory reps
64Employees
11Clients
n/aPlanning clients
9Private funds
1States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

40
April 2026 — LOMBARD ODIER ASSET MANAGEMENT (USA) CORP shrank from 42 to 27 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
51
April 2026 — LOMBARD ODIER ASSET MANAGEMENT (USA) CORP reported RAUM up 31% ($5.72B -> $7.48B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
35
April 2025 — LOMBARD ODIER ASSET MANAGEMENT (USA) CORP reported RAUM down 31% ($8.28B -> $5.72B).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions
40
April 2025 — LOMBARD ODIER ASSET MANAGEMENT (USA) CORP added office(s): 4 -> 7 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
40
April 2024 — LOMBARD ODIER ASSET MANAGEMENT (USA) CORP added office(s): 2 -> 4 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.