← Tributary

AURA FINANCE, INC.

COVINA,, CA · CRD 318940 · IAPD ↗ · 312-813-0089

$684,936Regulatory AUM
1Advisory reps
3Employees
818Clients
n/aPlanning clients
0Private funds
4States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

60
April 2026 — AURA FINANCE, INC. (COVINA,, CA) left the SEC roster (was $684,936 RAUM, 1 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
55
July 2024 — AURA FINANCE is now doing business as AURA FINANCE, INC..
Primary business name changed: rebrand, merger, or ownership change.
Marketing & brandCRM

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.