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WHIPPOORWILL ASSOCIATES INC

WHITE PLAINS, NY · CRD 107497 · IAPD ↗ · 914-683-1002

$31.2MRegulatory AUM
1Advisory reps
1Employees
0Clients
n/aPlanning clients
3Private funds
0States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

30
April 2026 — WHIPPOORWILL ASSOCIATES INC reported RAUM down 31% ($44.9M -> $31.2M).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions
30
April 2025 — WHIPPOORWILL ASSOCIATES INC reported RAUM down 34% ($67.8M -> $44.9M).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.