← Tributary

B. RILEY WEALTH ADVISORS, INC.

MEMPHIS, TN · CRD 115927 · IAPD ↗ · brileywealth.com · 901-251-1330

$4.21BRegulatory AUM
172Advisory reps
268Employees
40Clients
26-50Planning clients
0Private funds
53States
29Disclosures
wealthSegment
ApprovedSEC status

Filing changes

50
April 2026 — B. RILEY WEALTH ADVISORS, INC. reported RAUM down 40% ($7.03B -> $4.21B).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions
55
April 2026 — B. RILEY WEALTH ADVISORS, INC. shrank from 274 to 172 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
55
April 2025 — B. RILEY WEALTH ADVISORS, INC. shrank from 379 to 274 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
55
April 2024 — B. RILEY WEALTH ADVISORS, INC. shrank from 410 to 379 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.