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CAPITAL MANAGEMENT ASSOCIATES INC

NEW YORK, NY · CRD 104783 · IAPD ↗ · wellingtonshields.com · 212-320-2000

$68.7MRegulatory AUM
3Advisory reps
8Employees
0Clients
0Planning clients
0Private funds
3States
1Disclosures
institutionalSegment
ApprovedSEC status

Filing changes

50
October 2026 — CAPITAL MANAGEMENT ASSOCIATES INC (NEW YORK, NY) left the SEC roster (was $68.7M RAUM, 3 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
35
April 2026 — CAPITAL MANAGEMENT ASSOCIATES INC reported RAUM down 27% ($94.0M -> $68.7M).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.