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EVANSON FINANCIAL, LLC DBA EVANSON ASSET MANAGEMENT

· CRD 340506 · IAPD ↗ · evansonasset.com · 831-333-2060

$5.85BRegulatory AUM
4Advisory reps
6Employees
0Clients
0Planning clients
0Private funds
36States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

55
October 2026 — EVANSON FINANCIAL, LLC DBA EVANSON ASSET MANAGEMENT shrank from 8 to 4 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
74
June 2026 — EVANSON FINANCIAL, LLC DBA EVANSON ASSET MANAGEMENT grew from 4 to 8 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
75
June 2026 — EVANSON FINANCIAL, LLC DBA EVANSON ASSET MANAGEMENT's provisional registration is now fully approved.
120-day provisional registration became a full approval.
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
95
April 2026 — EVANSON FINANCIAL, LLC DBA EVANSON ASSET MANAGEMENT (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.