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BILL LOSEY RETIREMENT SOLUTIONS, LLC

· CRD 140731 · IAPD ↗ · billlosey.com · 518-708-9925

$39.6MRegulatory AUM
1Advisory reps
1Employees
0Clients
1-10Planning clients
0Private funds
2States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

60
October 2026 — BILL LOSEY RETIREMENT SOLUTIONS, LLC (location n/a) left the SEC roster (was $39.6M RAUM, 1 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
65
April 2026 — BILL LOSEY RETIREMENT SOLUTIONS, LLC now reports custody of client assets ($39.6M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
50
March 2024 — BILL LOSEY RETIREMENT SOLUTIONS, LLC added office(s): 0 -> 1 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
58
March 2024 — BILL LOSEY RETIREMENT SOLUTIONS, LLC reports 1-10 financial-planning clients, up from 0.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.