← Tributary

IMPACT INVESTMENTS LLC

NEW YORK, NY · CRD 332153 · IAPD ↗ · 212-957-7600

$0Regulatory AUM
5Advisory reps
6Employees
0Clients
n/aPlanning clients
0Private funds
0States
0Disclosures
institutionalSegment
120-Day ApprovalSEC status

Filing changes

50
May 2025 — IMPACT INVESTMENTS LLC (NEW YORK, NY) left the SEC roster — its 120-day provisional registration did not convert (was $0 RAUM, 5 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
85
November 2024 — IMPACT INVESTMENTS LLC (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 5 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.