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OPTIMUM INVESTMENT ADVISORS, LLC

CHICAGO, IL · CRD 105182 · IAPD ↗ · optimuminvestment.com · 312-782-1515

$321.8MRegulatory AUM
5Advisory reps
5Employees
0Clients
1-10Planning clients
0Private funds
14States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

63
December 2025 — OPTIMUM INVESTMENT ADVISORS, LLC (CHICAGO, IL) left the SEC roster (was $321.8M RAUM, 5 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.