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SOLERA CAPITAL

NEW YORK, NY · CRD 160330 · IAPD ↗ · soleracapital.com · 212-833-1440

$39.6MRegulatory AUM
4Advisory reps
5Employees
0Clients
n/aPlanning clients
1Private funds
1States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

45
December 2025 — SOLERA CAPITAL (NEW YORK, NY) left the SEC roster (was $39.6M RAUM, 4 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.