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SPECTRUM GROUP MANAGEMENT

HUNTINGTON, NY · CRD 157363 · IAPD ↗ · spectrumgp.com · 212-687-9555

$176.0MRegulatory AUM
3Advisory reps
6Employees
0Clients
n/aPlanning clients
12Private funds
0States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

45
December 2025 — SPECTRUM GROUP MANAGEMENT (HUNTINGTON, NY) left the SEC roster (was $176.0M RAUM, 3 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
30
April 2024 — SPECTRUM GROUP MANAGEMENT reported RAUM down 50% ($353.2M -> $177.1M).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.