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DEMPSEY INVESTMENT MANAGEMENT, LLC

SOUTH BURLINGTON, VT · CRD 134667 · IAPD ↗ · dempseyinvestments.com · 802-497-1931

$146.1MRegulatory AUM
1Advisory reps
1Employees
0Clients
1-10Planning clients
0Private funds
4States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

60
December 2025 — DEMPSEY INVESTMENT MANAGEMENT, LLC (SOUTH BURLINGTON, VT) left the SEC roster (was $146.1M RAUM, 1 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.